Stuart James Baker

Current Employers

Employment History

• 02/2015 → 03/2026
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 02/2015 → 03/2026
  Kovack Advisors, Inc.
  Fort Lauderdale, FL
• 01/2020 → Present
  Baker & Eitas Financial Services
  Plymouth, MA
• 01/2017 → Present
  Baker Financial Services, Inc.
  Plymouth, MA
• 03/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-03-24 → 2026-03-13
  Kovack Advisors, Inc.
  Plymouth, MA
  Ft. Lauderdale, FL
• 2014-01-23 → 2014-12-11
  Investacorp Advisory Services Inc
  Plymouth, MA

Other Businesses

1. NAME OF OTHER BUSINESS: BAKER & EITAS FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 01/2020 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL - PARTNER APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 6 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR REPRESENTATIVE, REGISTERED REPRESENTATIVE, INSURANCE SALES, OFFICE ADMINISTRATION; 2. NAME OF OTHER BUSINESS: BAKER FINANCIAL SERVICES, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: S-CORP FOR ORGANIZING BUSINESS AND TAXES START DATE: 01/2017 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR DAY-TO-DAY OPERATIONS OF TAX ENTITY;

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-01-06
• S63 Uniform Securities Agent State Law Examination
  1983-10-25