Mark Randall Shaber

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2022-05-16
TX	RA	APPROVED_RES	2022-02-08
ID	RA	APPROVED	2018-09-07
WA	RA	APPROVED	2012-08-01

HI RA
APPROVED

Since 2022-05-16
TX RA
APPROVED_RES

Since 2022-02-08
ID RA
APPROVED

Since 2018-09-07
WA RA
APPROVED

Since 2012-08-01

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Lahaina, HI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Fisher Investments	Lahaina	HI	07/2012	Present

07/2012 → Present

Fisher Investments

Lahaina, HI

Previous Registrations

2006-02-08 → 2012-07-30

Wall Street Advisors L.L.C.

Kirkland, WA

Snohomish, WA
2001-10-24 → 2006-01-11

Fisher Investments

Kenmore, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-07-20
S63	Uniform Securities Agent State Law Examination	1982-12-28

S65 Uniform Investment Adviser Law Examination

1998-07-20
S63 Uniform Securities Agent State Law Examination

1982-12-28

View on SEC IAPD