Ronald Walter Sporyz

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1998 → Present
  Principal Life Insurance Company
  Amherst, NY
• 03/2016 → Present
  Principal Securities Inc
  Amherst, NY
• 02/2024 → Present
  R & G Wealth Management
  Amherst, NY

Other Businesses

***FIREWORKS,ADVISES ON FIREWORKS DISPLAYS,09/03/2010. ***COACHING SOCCER,ADVISE IN COACHING SOCCER,9/03/2010. **OUTSIDE INSURANCE, SELLING FIXED ANNUITIES AND FIXED LIFE INSURANCE THROUGH VARIOUS CARRIERS, 3/29/13. 09/14/2023 Amend original oba to include the sale of DI & LTC. Selling fixed annuities and fixed life insurance through various carriers ***R & G Wealth Management Group Inc; Not Investment Related; Amherst, NY; Co-Owner; S-Corp used to pay business expenses; Start Date: 07/01/2021; 10 hrs per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-06-02

Designations

• Certified Financial Planner
• Chartered Financial Consultant