Mark Douglas Jillson

LPl Financial LLC

Newport Beach, CA

CRD 1080115

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2007-08-30
CA	RA	APPROVED	2000-11-20

TX RA
APPROVED_RES

Since 2007-08-30
CA RA
APPROVED

Since 2000-11-20

Branch Locations

5015 Birch St, Ste #120, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Newport Beach	CA	11/2000	Present

11/2000 → Present

Lpl Financial Llc

Newport Beach, CA

Other Businesses

(1) 11/13/2000 - TAX PREPARATION - TIME SPENT 10% - NEWPORT BEACH, CA (2) 11/13/2000 - NON-VARIABLE INSURANCE - TIME SPENT 20% - NEWPORT BEACH, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-12-18
S63	Uniform Securities Agent State Law Examination	1985-11-25

S65 Uniform Investment Adviser Law Examination

1998-12-18
S63 Uniform Securities Agent State Law Examination

1985-11-25

View on SEC IAPD

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