Jay Eliot Bigman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-02-01

CT RA
APPROVED

Since 2023-02-01

Branch Locations

South Windsor, CT • United States

1740 Ellington Rd, Ste 3, South Windsor, CT 06074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investacorp, Inc.	Miami Lakes	FL	09/1994	07/2020
Securities America, Inc.	South Windsor	CT	07/2020	02/2023
Securities America Advisors, Inc.	South Windsor	CT	07/2020	02/2023
Lpl Financial	South Windsor	CT	02/2023	Present

09/1994 → 07/2020

Investacorp, Inc.

Miami Lakes, FL
07/2020 → 02/2023

Securities America, Inc.

South Windsor, CT
07/2020 → 02/2023

Securities America Advisors, Inc.

South Windsor, CT
02/2023 → Present

Lpl Financial

South Windsor, CT

Previous Registrations

1995-07-12 → 2025-11-10

Bigman Consulting Services Llc

South Windsor, CT
2020-07-17 → 2023-02-09

Securities America Advisors, Inc.

South Windsor, CT
2016-03-03 → 2020-07-17

Investacorp Advisory Services Inc

South Windsor, CT

Other Businesses

1- 02/01/2023 - Bigman Consulting Services, LLC /-DBA for LPL Business (entity for LPL business) - INVESTMENT RELATED - S WINDSOR, CT - Start date: 10/4/1994 - 160 hrs/mnth 8 hrs during Trading 2- 02/01/2023 - JAY BIGMAN - Non-Variable Insurance - INVESTMENT RELATED - S WINDSOR, CT - start date: 10/10/1994 - 5hrs/mnth 1 hrs during Trading 3- 02/01/2023 - NOTARY - Jay Bigman- INVESTMENT RELATED - S WINDSOR, CT - start date: 10/10/1995 - 1hrs/mnth 0 hrs during Trading 4. 02/01/2023 - Bigman Consulting Services LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/04/1994 - 160 Hours Per Month/ 8 Hours During Trading 5- 09/20/2023 - Bigman Consulting Services LLC - Other - Vendor for checking products - Salesperson - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2013 - 10 Hours Per Month/ 4 Hours During Trading 6. 08/19/2025 - Jay E Bigman Revocable Trust - Real Estate Rental - Hamptons NH - Inv rel - Start date: 07/1/2025 - 0 Hours Per Month/ 4 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-06-27
S63	Uniform Securities Agent State Law Examination	1983-03-16

S65 Uniform Investment Adviser Law Examination

1995-06-27
S63 Uniform Securities Agent State Law Examination

1983-03-16

View on SEC IAPD