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John Andrew Capets

United Capital Financial Advisors

Charlotte, NC

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Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-05-19
  • NC RA
    APPROVED
    Since 2021-05-19

Branch Locations

831 E Morehead St Ste 350, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbor Capital Management, Inc. Charlotte NC 12/1990 03/2021
Capital Investment Group, Inc. Charlotte NC 09/1996 12/2019
United Capital Financial Advisors, Llc Irving TX 03/2021 Present
  • 12/1990 → 03/2021
    Harbor Capital Management, Inc.
    Charlotte, NC
  • 09/1996 → 12/2019
    Capital Investment Group, Inc.
    Charlotte, NC
  • 03/2021 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
Previous Registrations
  • 2003-03-19 → 2004-09-16
    Harbor Capital Management Inc
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-19
S63 Uniform Securities Agent State Law Examination 1983-02-14
  • S65 Uniform Investment Adviser Law Examination
    2021-05-19
  • S63 Uniform Securities Agent State Law Examination
    1983-02-14

View on SEC IAPD

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