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6025 Metcalf Lane, Overland Park, KS 66202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2012-05-09 |
| MO | RA | APPROVED | 2008-01-15 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great American Investors, Inc. | Overland Park | KS | 12/2006 | Present |
1.Trustee of the Pentz Family Trust upon the death of Hans Pentz which was 2-15-2016. Responsibilities are to carry out the wishes of trustor and handle the management and protection of the trust. Estate will be charged my fee of $150/hour. Anticipated time upon death of the trustor is 5%. 2. Based on professional advice from my CPA/Tax Advisor, I established Colburn Financial Group, LLC as a Limited Liability Company in the state of Kansas. Subsequently, I filed for the LLC to be accepted as an "S" Corp. The LLC was established for the receipt of my securities commission income and for the payment of normal business expenses associated with self-employment as a registered representative, 1099 employee and financial advisor with GAI and FAFA. Per the recommendation of auditor Kohl Juranus, given during our Recent 2018 FINRA Audit, and related to FINRA Rule 3270, I now report the LLC as an Outside Business Activity as I am the entity's sole proprietor and officer. My ownership and utilization of CFG, LLC does not present a business conflict for Great American Investors, Inc. or for First American Financial Advisors, Inc. as it is within the scope of the relationship of my member firm. 3. Executor of the Karin V. Pence Last WIll and Testamant. Responsibilities are to carry out the expressed wishes of Karin V. Pence, upon her passing, and to handle the disposition of her estate. The estate will be charged my fee of $150 per hour. Anticipated time is 5%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-03 |
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