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Current Employers
First American Financial Advisors, Inc.

6025 Metcalf Lane, Overland Park, KS 66202 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2012-05-09
MO RA APPROVED 2008-01-15
  • KS RA
    APPROVED
    Since 2012-05-09
  • MO RA
    APPROVED
    Since 2008-01-15

Branch Locations

6025 Metcalf Lane, Overland Park, KS 66202 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Great American Investors, Inc. Overland Park KS 12/2006 Present
  • 12/2006 → Present
    Great American Investors, Inc.
    Overland Park, KS
Previous Registrations
  • 2006-09-18 → 2006-11-02
    A. G. Edwards & Sons, Inc.
    Kansas City, MO
  • 2003-07-01 → 2006-09-11
    Mission Woods, KS
    Kansas City, MO
  • 2002-07-24 → 2003-07-01
    Prudential Equity Group, Llc
    Kansas City, MO
Other Businesses

1.Trustee of the Pentz Family Trust upon the death of Hans Pentz which was 2-15-2016. Responsibilities are to carry out the wishes of trustor and handle the management and protection of the trust. Estate will be charged my fee of $150/hour. Anticipated time upon death of the trustor is 5%. 2. Based on professional advice from my CPA/Tax Advisor, I established Colburn Financial Group, LLC as a Limited Liability Company in the state of Kansas. Subsequently, I filed for the LLC to be accepted as an "S" Corp. The LLC was established for the receipt of my securities commission income and for the payment of normal business expenses associated with self-employment as a registered representative, 1099 employee and financial advisor with GAI and FAFA. Per the recommendation of auditor Kohl Juranus, given during our Recent 2018 FINRA Audit, and related to FINRA Rule 3270, I now report the LLC as an Outside Business Activity as I am the entity's sole proprietor and officer. My ownership and utilization of CFG, LLC does not present a business conflict for Great American Investors, Inc. or for First American Financial Advisors, Inc. as it is within the scope of the relationship of my member firm. 3. Executor of the Karin V. Pence Last WIll and Testamant. Responsibilities are to carry out the expressed wishes of Karin V. Pence, upon her passing, and to handle the disposition of her estate. The estate will be charged my fee of $150 per hour. Anticipated time is 5%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-14
S63 Uniform Securities Agent State Law Examination 1992-03-03
  • S65 Uniform Investment Adviser Law Examination
    1994-03-14
  • S63 Uniform Securities Agent State Law Examination
    1992-03-03
Other Names
  • Ted Colburn

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