Elizabeth Mezei Raabe

Employer firm

Seneca Financial Advisors LLC CRD 152824

$847M regulatory AUM 21 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 02/2020
  Highwater Wealth Management Llc
  Glendale, CO
• 02/2020 → 10/2020
  Frontier Wealth Management, Llc
  Kansas City, MO
• 10/2020 → Present
  Seneca Financial Advisors Llc
  Denver, CO

Previous Registrations

• 2020-02-04 → 2020-10-29
  Fwm Legacy, Llc
  Leawood, KS
  Glendale, CO
• 2014-09-26 → 2020-02-03
  Highwater Wealth Management Llc
  Glendale, CO
• 2004-04-13 → 2014-09-29
  Capital Investment Counsel, Inc
  Denver, CO
• 2002-07-03 → 2002-08-22
  Manning & Napier Advisory Advantage Company, Llc
  Rochester, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-28
• S63 Uniform Securities Agent State Law Examination
  1983-01-28

Designations

• Certified Financial Planner

Other Names

• Elizabeth Victoria Mezei
• Kathy Mezei
• Kathy Mezei Raabe
• Elizabeth Victoria Raabe