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Elizabeth Mezei Raabe

Seneca Financial Advisors LLC

Rochester, NY

Denver, CO

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Current Employers
Seneca Financial Advisors Llc

100 South Clinton Avenue Suite 1640, Rochester, NY 14604 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-11-06
TX RA APPROVED 2020-11-06
  • CO RA
    APPROVED
    Since 2020-11-06
  • TX RA
    APPROVED
    Since 2020-11-06

Branch Locations

100 South Clinton Avenue Suite 1640, Rochester, NY 14604 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highwater Wealth Management Llc Glendale CO 09/2014 02/2020
Frontier Wealth Management, Llc Kansas City MO 02/2020 10/2020
Seneca Financial Advisors Llc Denver CO 10/2020 Present
  • 09/2014 → 02/2020
    Highwater Wealth Management Llc
    Glendale, CO
  • 02/2020 → 10/2020
    Frontier Wealth Management, Llc
    Kansas City, MO
  • 10/2020 → Present
    Seneca Financial Advisors Llc
    Denver, CO
Previous Registrations
  • 2020-02-04 → 2020-10-29
    Fwm Legacy, Llc
    Leawood, KS
    Glendale, CO
  • 2014-09-26 → 2020-02-03
    Highwater Wealth Management Llc
    Glendale, CO
  • 2004-04-13 → 2014-09-29
    Capital Investment Counsel, Inc
    Denver, CO
  • 2002-07-03 → 2002-08-22
    Manning & Napier Advisory Advantage Company, Llc
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-28
S63 Uniform Securities Agent State Law Examination 1983-01-28
  • S65 Uniform Investment Adviser Law Examination
    2000-12-28
  • S63 Uniform Securities Agent State Law Examination
    1983-01-28
Designations
Other Names
  • Elizabeth Victoria Mezei
  • Kathy Mezei
  • Kathy Mezei Raabe
  • Elizabeth Victoria Raabe

View on SEC IAPD

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Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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