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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
2950 Camino Diablo Ste 220, Walnut Creek, CA 94597-3978 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. VARIOUS FIXED INSURANCE COMPANIES, REPRESENTATIVE OFFERS FIXED INSURANCE PRODUCTS, LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: BUSINESS ENTERPRISE INSTITUTE, INVESTMENT RELATED: YES, ADDRESS: 3732 MT DIABLO BLVD SUITE 286 LAFAYETTE, CA 94549, NATURE OF BUSINESS: EXIT PLANNING STRATEGIES, POSITION: REPRESENTATIVE, START DATE: 01/2009, APX 12 PER MONTH, CAN VARY DEPENDANT ON VOLUME, BRIEF DESCRIPTION OF DUTIES: HELPING BUSINESS OWNERS WITH THE PROCESS OF CLOSING OR TRANSFERRING THEIR BUSINESS IN THE MOST TAX AND FINANCIALLY EFFICIENT MANNER; 3. LAFAYETTE SQUARE FINANCIAL ADVISORS, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL ADVISORY, START 1985, 50HRS/WK (32.5 TRADING HOURS), REGISTERED PRINCIPAL, PRESIDENT, & CEO;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-12-17 |
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