Cynthia Laden Newman

Current Employers

Employment History

• 06/2009 → 10/2020
  Morgan Stanley Smith Barney Llc
  Pasadena, CA
• 11/2022 → Present
  Lpl Financial Llc
  Los Angeles, CA
• 10/2020 → 11/2022
  Cynthia Newman Consulting
  Los Angeles, CA
• 11/2022 → Present
  Gladstone Wealth Partners
  Los Angeles, CA

Previous Registrations

• 2009-06-01 → 2020-11-24
  Morgan Stanley
  Beverly Hills, CA
  San Diego, CA
  Pasadena, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Beverly Hills, CA
  Los Angeles, CA
• 2004-11-19 → 2007-04-02
  Morgan Stanley Dw Inc.
  Los Angeles, CA
• 1997-07-08 → 2004-12-09
  Ubs Financial Services Inc.
  Century City, CA

Other Businesses

1) 11/2022- Gladstone Wealth Partners- DBA for LPL Business (entity for LPL business)- inv. related- Los Angeles, CA 2) 11/2022- Cynthia Newman Consulting- Executive Coaching- non-inv. related- 1219 South Van Ness Avenue, Los Angeles, CA- start date 1/1/2021- 20hrs/mth 3) 11/29/2022 - Gladstone Institutional Advisory, LLC - DBA: Gladstone Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - registered admin - Start Date - 11/16/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Gladstone Institutional Advisory, LLC, an independent investment advisor firm. I started this business activity in 011/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-04-04
• S63 Uniform Securities Agent State Law Examination
  1983-09-06

Other Names

• Cynthia Laden
• Cynthia Beth Laden