Richard Lee Westlund

Current Employers

Employment History

• 01/1983 → Present
  Westlund Associates Inc.
  Hutchinson, MN
• 03/1984 → Present
  Rich Westlund Properties
  Hutchinson, MN
• 01/1980 → Present
  Westlund Investments
  Hutchinson, MN
• 09/2014 → 06/2021
  Voya Financial Advisors
  Hutchinson, MN
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-08-29 → 2021-06-09
  Voya Financial Advisors, Inc.
  Brooklyn Park, MN
  Hutchinson, MN
  Minneapolis, MN

Other Businesses

1. NAME OF ENTITY: Rich Westlund Properties; No; 102 MAIN ST SOUTH STE 206; HUTCHINSON; MN; 55350; Rental property; Owner; 1/1/1984; 2; 2; Collect rent and pay utilities; 2. NAME OF ENTITY: Westlund Associates; Yes; 102 MAIN ST SOUTH STE 206; HUTCHINSON; MN; 55350; DBA; co-owner, CEO; 1/1/1983; 160; 160; DBA for sales of securities and insurance products; 3. NAME OF ENTITY: Westlund Investments; No; 102 MAIN ST SOUTH STE 206; HUTCHINSON; MN; 55350; Real estate; co-owner; 1/1/1985; 2; 2; General partnership to hold real estate properties; 4. NAME OF ENTITY: Twin Point Gun Club; No; 1162 HWY 7 EAST; EAST HUTCHINSON; MN; 55350; Hunting Club; PRESIDENT; 9/17/2007; 1; SEND MEETING NOTICES AND RUN MEETINGS. APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 5. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 102 MAIN ST SOUTH STE 206; HUTCHINSON; MN; 55350; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 12/16/2008; 160; 160; SALES OF FIXED INSURANCE PRODUCTS ; 6. NAME OF ENTITY: Finishing Touch Home Solutions; No; 470 Campbell Lane; Hutchinson; MN; 55350; REHAB HOMES; co-owner; 8/3/2016; 28; 0; REMOLDING REHAB HOMES|NAME OF ENTITY:TRJR, LLC.; Yes; 102 Main Street S.; Hutchinson; MN; 55350; Real Estate/Remolding; Partner; 9/1/2007; 0; 0; None. Silent Partner; 7. NAME OF ENTITY: Art's Place, LLC.; Yes; 102 Main Street S; Hutchinson; MN; 55350; REAL ESTATE; Partner; 5/1/2019; 0; 0; NO DUTIES AT THIS TIME; 8. NAME OF ENTITY: McLeod Properties, LLC.; Yes; 899 Hwy 15 South; Hutchinson; MN; 55350; Rental Building; Partner; 6/1/2014; 0; 0; None. Silent Partner; 9. NAME OF ENTITY: WUHF, LLC.; No; 102 Main Street S.; Hutchinson; MN; 55350; Rental Property; Partner; 12/17/2019; 0; 0; NO DUTIES; 10. NAME OF OTHER BUSINESS: BLUE LINE CLUB; INVESTMENT RELATED: NO; ADDRESS: 102 MAIN ST S, HUTCHINSON, MN 55350; NATURE OF BUSINESS: BOARD; START: 8/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MEET WITH BOARD OF DIRECTORS & TEAM REPS TO ORGANIZE EVENTS OF HUTCHINSON HIGH SCHOOL BOYS & GIRLS HOCKEY;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-05
• S63 Uniform Securities Agent State Law Examination
  1983-01-31