Mark E Carr

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → 10/2020
  Interocean Capital, Llc
  Chicago, IL
• 10/2020 → Present
  Interocean Capital Group, Llc
  Chicago, IL
• 05/2024 → Present
  The Colony Group, Llc
  Boston, MA

Previous Registrations

• 2020-10-30 → 2024-07-30
  Interocean Capital
  Chicago, IL
• 2006-02-08 → 2020-10-14
  Interocean Capital, Llc
  Chicago, IL
• 2001-07-18 → 2005-11-29
  Morgan Stanley Dw Inc.
  Riverwoods, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-08
• S63 Uniform Securities Agent State Law Examination
  1985-02-27

Other Names

• Mark Edward Carr