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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-07-06 |
| MO | RA | APPROVED | 2018-07-05 |
| TX | RA | APPROVED_RES | 2018-07-05 |
Branch Locations
4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States
Blue Springs, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Kansas City | MO | 10/2009 | 07/2018 |
| Ameriprise Financial Services, Inc. | Kansas City | MO | 10/2009 | 07/2018 |
| Rbc Capital Markets, Llc. | Leawood | KS | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-25 |
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