Thomas Cleary Poindexter

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Metairie, LA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Metairie, LA

Other Businesses

NOTARY PUBLIC; NOT INVESTMENT RELATED; LOUISIANA; START DATE 1986; 2 HRS PER MONTH; LESS THAN 1 HR DURING TRADING HOURS. CO-EXECUTOR FOR MOTHER'S ESTATE; INVESTMENT RELATED; SHREVEPORT, LA; START DATE /2013; 3 HRS PER MONTH; 0 HRS PER MONTH. P.S. LLC; INVESTMENT RELATED; CHARLESTON, SC; RENTAL PROPERTY; CO-OWNER; START DATE 8/25/2014; 2 HRS PER MONTH; 0 HRS DURING TRADING. ST. SAVIOR, LLC; NOT INVESTMENT RELATED; SHREVEPORT,LA; 20% OWNERSHIP; START DATE 11/01/2019; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; PARTNER. LOAN; INVESTMENT RELATED; NEW ORLEANS,LA; START DATE 10/2/2018;ZERO HOURS PER MONTH; ZERO HOURS DURING TRADING. PARISH PROPERTIES INVESTMENT GROUP,LLC; NOT INVESTMENT RELATED; NEW ORLEANS,LA; 50% OWNERSHIP BY SPOUSE; START DATE 12/04/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NAME ON LOAN ONLY.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-11-07

Other Names

• Thomas Cleary Poindexter
• Thomas Cleary Poindexter
• Thomas C Poinmdexter