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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-10-28 |
Branch Locations
1930 Premier Dr, Mankato, MN 56001-5900 • United States
Mankato, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Austin | MN | 01/2013 | 03/2020 |
| Ameriprise Financial Service, Llc | Mankato | MN | 05/2013 | Present |
Outside Employment; Outside Employment; DTK Enterprises LLC; Other; 1930 Premier Drive, , Mankato, MN, 56001; Investment-Related; 12/15/2023; 40 to 59 during trading hours; 40 to 59 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-16 |
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