Louis Tagliaferro

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2001 → 10/2024
  American Portfolios Fincl Svcs
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2002-11-12 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
  Safety Harbor, FL
  Holbrook, NY

Other Businesses

1. SELF EMPLOYED SELLING FIXED ANNUITIES, LIFE, HEALTH, AND ACCIDENT INSURANCE. 2. INVESTMENT ADVISOR WITH AMERICAN PORTFOLIOS INVESTMENT ADVISOR SERVICES IS SECURITIES RELATED ADVISOR REP COMPENSENTATION 40K ANNUALLY DEVOTES 40-50 HRS PER MONTH 25-50 HRS DURING MARKET HRS. 3. LOUIS TAGLIAFERRO POSITION: Insurance Agent NATURE: Occasionally sell Life, LTC, and Disability Insurance if appropriate and suitable in conjunction with the financial services I offer through Osaic. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/02/1984 ADDRESS: 140 Woodcreek DR E, Safety Harbor FL 34695, United States DESCRIPTION: Occasionally recommend and sell Life, LTC, and Disability Insurance if appropriate and suitable in conjunction with the financial services I offer through Osaic.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-17
• S63 Uniform Securities Agent State Law Examination
  1991-06-05