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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-05-02
  • PA RA
    APPROVED
    Since 2011-05-02

Branch Locations

3949 South Atherton Street, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc State College PA 04/1997 Present
Massachusetts Mutual Life Ins. Co. State College PA 04/1997 Present
  • 04/1997 → Present
    State College, PA
  • 04/1997 → Present
    Massachusetts Mutual Life Ins. Co.
    State College, PA
Previous Registrations
  • 2006-03-30 → 2006-12-07
    Wienken & Associates, Ltd.
    State College, PA
  • 1997-06-06 → 2004-12-09
    Wienken & Associates, Ltd.
    State College, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-01-27
  • S63 Uniform Securities Agent State Law Examination
    1983-01-27

View on SEC IAPD

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