Joseph Solomon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1980 → Present
  Joseph Solomon & Co.
  Studio City, CA
• 09/1998 → Present
  Joseph Solomon Financial Group, Ltd.
  Studio City, CA
• 01/2006 → 08/2021
  Level Four Advisory Services, Llc
  Studio City, CA
• 08/2006 → 09/2021
  Level Four Insurance Services, Inc.
  Plano, TX
• 02/1992 → 10/2019
  Joseph Solomon - Landlord
  Studio City, CA
• 11/2012 → Present
  Lpl Financial Llc
  Studio City, CA
• 08/2021 → Present
  Private Advisor Group
  Studio City, CA

Previous Registrations

• 2006-01-04 → 2021-08-31
  Level Four Advisory Services
  Dallas, TX
  Studio City, CA
• 2004-12-10 → 2005-12-31
  Securities America Advisors, Inc.
  Studio City, CA
• 1991-06-24 → 2005-01-11
  Avantax Advisory Services
  Studio City, CA

Other Businesses

1. 11/05/2012: JOSEPH SOLOMON FINANCIAL GROUP - Investment Related - AT REPORTED BUSINESS LOCATION(S) - TAX PREP/ACCOUNTING/BOOKKEEPING - TIME SPENT 33% - PRESIDENT/ACCOUNTANT. 2. 11/05/2012: NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 7% - P&C INSURANCE. 3. 11/05/2012: JOSEPH SOLOMON & COMPANY - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 50%. 4. 9/20/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 9/20/2021 - Private Advisor Group - DBA: (Hybrid) Joseph Solomon and Company - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 08/30/2021 - 160 Hours Per Month/130 Hours During Securities Trading. 6. 10/21/2021 - Joseph Solomon & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/30/2021 - 160 Hours Per Month/130 Hours During Securities Trading. 7. 12/01/2023 - BROADWAY GRAHAM WEALTH PARTNERS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 120 Hours Per Month/ 80 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-02-16

Designations

• Certified Financial Planner

Other Names

• Joseph Solomon
• Ezekiel Joseph Solomon
• Joseph Solomon