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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-12-13 |
| FL | RA | APPROVED | 2016-12-08 |
Branch Locations
9350 S Dixie Hwy Ste 1410, Miami, FL 33156-2944 • United States
Miami, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Miami | FL | 04/2007 | 11/2016 |
| Morgan Stanley Smith Barney | Miami | FL | 06/2009 | 11/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 11/2016 |
| Ameriprise Financial Services, Inc. | Coral Gables | FL | 12/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Miami | FL | 03/2020 | Present |
Business Ownership; Starr Blum Holdings LLC; ; Holding company; 4000 Ponce de Leon Blvd Suite 470 Coral Gables Florida 33146, ,; Not Investment-Related; 12/01/2016; 0 hours per month; 0 during trading hours / StarrShip Enterprises,LLC; ; holding company; 4000 Ponce de Leon Blvd Suite 470 Coral Gables Florida 33146, ,; Not Investment-Related; 12/01/2016; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-18 |
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