Christopher Michael Rossi

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1986 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 12/2009 → Present
  Bank Of America,Na
  Chicago, IL

Other Businesses

I*119858 For profit or not for profit: For-Profit Organization Name of outside business organization: Xponential Fitness Investment related: N Address of business: Irvine, California 92614 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 1/1/2019 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Yoga franchise, partner w my wife

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-02
• S63 Uniform Securities Agent State Law Examination
  1984-08-27

Other Names

• Chris Rossi
• Christopher M Rossi