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Diane Roberts

Morgan Stanley

Philadelphia, PA

Cherry Hill, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-19
TX RA APPROVED_RES 2018-09-18
DE RA APPROVED 2017-03-06
PA RA APPROVED 2014-04-25
  • NJ RA
    APPROVED
    Since 2024-06-19
  • TX RA
    APPROVED_RES
    Since 2018-09-18
  • DE RA
    APPROVED
    Since 2017-03-06
  • PA RA
    APPROVED
    Since 2014-04-25

Branch Locations

1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States

Cherry Hill, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Philadelphia PA 11/2013 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-04-19
  • S63 Uniform Securities Agent State Law Examination
    1991-04-19
Other Names
  • Diane Petitti
  • Diane Marie Petitti
  • Diane M Roberts

View on SEC IAPD

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Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA
EAB INVESTMENT GROUP, LLC · Philadelphia, PA

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