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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2024-05-22
IL RA APPROVED 2024-05-13
MO RA APPROVED 2024-05-13
OH RA APPROVED 2024-05-13
FL RA APPROVED 2023-11-03
MI RA APPROVED 2023-11-03
MT RA APPROVED 2023-11-03
NM RA APPROVED 2023-11-03
TX RA APPROVED_RES 2023-11-03
  • VI RA
    APPROVED
    Since 2024-05-22
  • IL RA
    APPROVED
    Since 2024-05-13
  • MO RA
    APPROVED
    Since 2024-05-13
  • OH RA
    APPROVED
    Since 2024-05-13
  • FL RA
    APPROVED
    Since 2023-11-03
  • MI RA
    APPROVED
    Since 2023-11-03
  • MT RA
    APPROVED
    Since 2023-11-03
  • NM RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2023-11-03

Branch Locations

Hfg Financial Group 5659 West Michigan Avenue, Kalamazoo, MI 49009 • United States

Hfg Advisors Inc.

5659 West Michigan Ave., Kalamazoo, MI 49009 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-21
  • MI RA
    APPROVED
    Since 2010-05-21

Branch Locations

5659 W. Michigan Ave., Kalamazoo, MI 49009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hfg Advisors, Inc Kalamazoo MI 05/1989 Present
Fsc Securities Corporation Kalamazoo MI 01/1996 11/2023
Osaic Wealth, Inc. Kalamazoo MI 11/2023 Present
Previous Registrations
  • 2007-11-13 → 2023-11-03
    Fsc Securities Corporation
    Kalamazoo, MI
Other Businesses

1. INVESTMENT ADVISORY SERVICES,FSC ADVISOY SERVICES,5659 W MICHIGAN KALAMAZOO,MI,OWNER,DATE STARTED: 1999, 40/HR/MO, 40 HR/TD,GATHER AND MANANGE ASSETS,ASSET MONITORING. 2. E&D ROYALTIES, NO, 6244 MONTMORENCY CALEDONIA, MI 49316, PARTNER, 10/2011, 2HRS/MONTH, 0HRS DT, RECEIVES ROYALTIES FOR HOTPOD SALES. 3. BENEFITS EVALUATION & RETIREMENT SERVICES INC. POSITION: owner NATURE: S corp INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2021 ADDRESS: 5659 W Michigan Ave, KALAMAZOO MI 49009, United States DESCRIPTION: Not much.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-24
S63 Uniform Securities Agent State Law Examination 1982-12-27
  • S66 Uniform Combined State Law Examination
    2004-03-24
  • S63 Uniform Securities Agent State Law Examination
    1982-12-27
Designations
Other Names
  • Daniel Lee Youngs

View on SEC IAPD

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