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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2008-10-02 |
Branch Locations
100 South Main Street Suite N, Summerville, SC 29483 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins Co | New York | NY | 04/1979 | Present |
| Nylife Securities Inc. | Charleston | SC | 07/1982 | Present |
| Waetherford Financial Group | Summerville | SC | 08/2005 | Present |
| Eagle Strategies Llc | Charleston | SC | 10/2008 | Present |
[OPERATING UNDER THE DBA NAME OF WEATHERFORD FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; START DATE: 8/2005] [INDEPENDENT ASSOCIATE WITH LEGAL SHIELD; OFFERING/SELLING PREPAID LEGAL MEMBERSHIPS TO INDIVIDUALS AND EMPLOYEES AS AN EMPLOYEE BENEFIT; NON INVESTMENT RELATED; START DATE 5/2000; 1 hour per month and during securities hours; 100 South Main Street, Suite N Summerville, SC 29483] [Weatherford Financial Group; The occasional purchase and renovation of properties to rent out or sale. Loan money to others for the purchase & renovation of property. Once a year may attend one or more county tax lien sales and bid / purchase delinquent tax liens on properties. ; 100 South Main Street, Suite Summerville, SC 29483; Start Date 01/2024; Role/Title: Investor; Investment Related; 4 hours per month; 2 hours per month during securities trading hours] [Notary Public; Notary Public as a service I provide to clients when needed free of charge.; 100 S Main St Suite N Summerville, SC 29483; Start Date 06/2012; Role/Title: Volunteer; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours][The Church of Jesus Christ of Latter Day Saints; Traditional Christian Church, religious organization.; 50 E. North Temple Street Salt Lake City, Utah 84150; Start Date 04/2026; Role/Title: Other Service Missionary; Not Investment Related; 15 hours per month; 2 hours per month during securities trading hours; teacher][Monarch Private Capital; This company makes a positive social impact through the process of investing in properties that qualify for SC state income tax credits, which they buy and re-sell.; 3414 Peachtree Road Suite 825 Atlanta, GA 30326; Start Date 11/2024; Role/Title: Passive Investor; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-23 |
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