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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-30 |
| SC | RA | APPROVED | 1995-07-18 |
Branch Locations
201 Sigma Dr Ste 300, Summerville, SC 29486 • United States
311 Meetze Ave, Lexington, SC 29072 • United States
259 Seven Farms Dr Ste 200, Daniel Island, SC 29492 • United States
Chapin, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Columbia | SC | 09/1995 | 03/2020 |
| Ameriprise Financial Services, Llc | Lexington | SC | 03/2020 | Present |
Real Estate Ownership; Single Family; 22 Samdcrab Ct., , Isle of Palms, SC, 29451; Investment-Related; 01/01/2024 / Commercial; 311 Meetze Avenue Lexington, SC 29072, , Lexington , SC, 29072; Investment-Related; 12/01/2003. Business Ownership; Westmoreland Consulting Group, LLC; Owner, pay bills, manage real estate.; Westmoreland & Ass. manages the operating expenses of my practice. I guess you could say the type of business would be a management firm.; 311 Meetze Avenue, , Lexington, SC, 29072; Not Investment-Related; 04/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Atlas Resources, LLC; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members.; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members.; 311 Meetze Avenue, , Lexington, SC, 29072; Investment-Related; 11/16/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Atlas Resources, LLC; President - Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members.; ; 311 Meetze Avenue, , Lexington, SC, 29072; Investment-Related; 11/16/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-03 |
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