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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-30
SC RA APPROVED 1995-07-18
  • TX RA
    APPROVED_RES
    Since 2019-01-30
  • SC RA
    APPROVED
    Since 1995-07-18

Branch Locations

201 Sigma Dr Ste 300, Summerville, SC 29486 • United States

311 Meetze Ave, Lexington, SC 29072 • United States

259 Seven Farms Dr Ste 200, Daniel Island, SC 29492 • United States

Chapin, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbia SC 09/1995 03/2020
Ameriprise Financial Services, Llc Lexington SC 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 22 Samdcrab Ct., , Isle of Palms, SC, 29451; Investment-Related; 01/01/2024 / Commercial; 311 Meetze Avenue Lexington, SC 29072, , Lexington , SC, 29072; Investment-Related; 12/01/2003. Business Ownership; Westmoreland Consulting Group, LLC; Owner, pay bills, manage real estate.; Westmoreland & Ass. manages the operating expenses of my practice. I guess you could say the type of business would be a management firm.; 311 Meetze Avenue, , Lexington, SC, 29072; Not Investment-Related; 04/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Atlas Resources, LLC; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members.; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members.; 311 Meetze Avenue, , Lexington, SC, 29072; Investment-Related; 11/16/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Atlas Resources, LLC; President - Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members.; ; 311 Meetze Avenue, , Lexington, SC, 29072; Investment-Related; 11/16/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-08
S63 Uniform Securities Agent State Law Examination 1995-07-03
  • S65 Uniform Investment Adviser Law Examination
    1997-04-08
  • S63 Uniform Securities Agent State Law Examination
    1995-07-03

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