Thomas Denton Foy

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 09/2023
  Lincoln Financial Securities
  Fernandina Beach, FL
• 09/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2014-02-17 → 2023-09-06
  Osaic Fs, Inc.
  Fernandina, FL
  Marlton, NJ
  Raleigh, NC
  Marlton, NJ
  Marlton, NJ
• 2004-06-01 → 2014-02-25
  Lpl Financial Llc
  Mt. Laurel, NJ
  Mt. Laurel, NJ
  Fernandina Beach, FL
• 2002-06-20 → 2004-06-10
  Ws Griffith Securities, Inc.
  Mt Laurel, NJ

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2023, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 2. IRIS FINANCIAL SERVICES, 5000 SAGEMORE DRIVE, SUITE 103, Marlton NJ 08053, United States, 09/01/2023, Owner, Insurance/Benefits/Human Resources, NIR, 20 HR/MO - 20 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-08-31

Other Names

• Tom Foy
• Thomas Denton Jr Foy