William James Obrien

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 01/2024 → Present
  Cetera Investment Advisers
  Schaumburg, IL

Previous Registrations

• 2002-12-09 → 2015-01-15
  Commonwealth Financial Network
  Falmouth, MA
  Naples, FL
  Sandwich, MA
• 2000-01-15 → 2003-01-10
  Eagle Strategies Llc
  Waltham, MA

Other Businesses

1.DBA: COMPREHENSIVE STRATEGIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL, ADVISORY AND INSURANCE SERVICES, START JANUARY 2015, 40 PLUS HOURS PER WEEK - DURING TRADING HOURS, REGISTERED REPRESENTATIVE - FINANCIAL ADVISOR. 2.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 3/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, ANNUITIES, & LONG TERM CARE 3.CHARACTER ACTOR, NOT INVESTMENT RELATED, ADDRESS IS THE RESIDENTIAL LOCATION, CHARACTER ACTOR, PERFORMER, TV & RADIO, START 1966, 0-5 HOURS PER WEEK - MAY VARY DURING TRADING HOURS, ACTOR - PERFORMER. 5. SGTBILLY.COM, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL ADDRESS, WEBSITE, STARTED 9/2016, OWNER, APX 4 HOURS PER WEEK, NOT DURING TRADING HOURS,BRIEF DESCRIPTION OF DUTIES: WEBSITE FOR ROLE AS ACTOR

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-16
• S63 Uniform Securities Agent State Law Examination
  1985-04-30

Designations

• Chartered Financial Consultant