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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2010-08-02 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East Union Investors, Inc | Seattle | WA | 01/1983 | Present |
| Self Employed Dba - Durden & Durden, Inc | Seattle | WA | 02/1992 | Present |
| Safeco Investment Services, Inc. | Redmond | WA | 12/2001 | Present |
| Gwn Securities Inc | Palm Beach Gardens | FL | 08/2010 | Present |
DURDEN & DURDEN, INVESTMENT ADVISOR REPRESENTATIVE, VICE-PRES INSURANCE AND FINANCIAL PLANNING---COMMISSION AND FEE COMPENSATION, 2314 E UNION ST., STE. 201, SEATTLE, WA 98122. LIFE, HEALTH, LTC, AND ANNUITIES Is Investment Related, 4030 25TH AVENUE SOUTH, SEATTLE, WA, 98108, USA", INSURANCE SALES, AGENT, 1986-02-01, 50 hours per month, 50 hours per month during trading hours, Commission Compensation, INSURANCE SALES RENTAL POSITION: Owner NATURE: Rental of my basement.INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 03/08/2017 ADDRESS: 4030 25th Avenue South (Basement), seattle WA 98108 DESCRIPTION: Management of rental income EMERALD CITY BIBLE FELLOWSHIP Is Not Investment Related, Church leadership, Board member, 2024-03-21 ,4 hours per month, 0 hours per month during trading hours, No Compensation Compensation, Church leadership & governance body
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-04-19 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-23 |
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