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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2010-08-02
  • WA RA
    APPROVED
    Since 2010-08-02

Branch Locations

Seattle, WA • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East Union Investors, Inc Seattle WA 01/1983 Present
Self Employed Dba - Durden & Durden, Inc Seattle WA 02/1992 Present
Safeco Investment Services, Inc. Redmond WA 12/2001 Present
Gwn Securities Inc Palm Beach Gardens FL 08/2010 Present
  • 01/1983 → Present
    East Union Investors, Inc
    Seattle, WA
  • 02/1992 → Present
    Self Employed Dba - Durden & Durden, Inc
    Seattle, WA
  • 12/2001 → Present
    Safeco Investment Services, Inc.
    Redmond, WA
  • 08/2010 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2006-12-07 → 2010-08-04
    Cincinnati, OH
    Cincinnati, OH
    Lake Tapps, WA
    Cincinnati, OH
  • 2002-01-29 → 2004-02-03
    Signator Financial Services, Inc.
    Seattle, WA
Other Businesses

DURDEN & DURDEN, INVESTMENT ADVISOR REPRESENTATIVE, VICE-PRES INSURANCE AND FINANCIAL PLANNING---COMMISSION AND FEE COMPENSATION, 2314 E UNION ST., STE. 201, SEATTLE, WA 98122. LIFE, HEALTH, LTC, AND ANNUITIES Is Investment Related, 4030 25TH AVENUE SOUTH, SEATTLE, WA, 98108, USA", INSURANCE SALES, AGENT, 1986-02-01, 50 hours per month, 50 hours per month during trading hours, Commission Compensation, INSURANCE SALES RENTAL POSITION: Owner NATURE: Rental of my basement.INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 03/08/2017 ADDRESS: 4030 25th Avenue South (Basement), seattle WA 98108 DESCRIPTION: Management of rental income EMERALD CITY BIBLE FELLOWSHIP Is Not Investment Related, Church leadership, Board member, 2024-03-21 ,4 hours per month, 0 hours per month during trading hours, No Compensation Compensation, Church leadership & governance body

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-04-19
S65 Uniform Investment Adviser Law Examination 1999-07-23
  • S63 Uniform Securities Agent State Law Examination
    2004-04-19
  • S65 Uniform Investment Adviser Law Examination
    1999-07-23
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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