James O Lenaghan

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → Present
  Stifel, Nicolaus & Company, Incorporated
  Mobile, AL

Previous Registrations

• 2000-09-27 → 2009-08-14
  Ubs Financial Services Inc.
  Mobile, AL
  Weehawken, NJ

Other Businesses

1. Foundation of the Archdiocese; 400 Government St, Mobile, AL 36602; endowed money for the Catholic Archdiocese; member of investment committee; oversight; 04/10/2019; 0.00 Hour(s) Per Day; Not Investment-Related 2. Drug Education council; 3000 Television Ave Mobile AL 36608; Board Member; meeting every 6 months; 01/01/1993; 3 hours per quarter; not during securities trading hours; not investment related 3. Lions/ usa eye research; 256 N Bayview Ct, Fairhope, AL 36532; Board Member; Attend Meetings; 01/01/1999; 3 Hours per Quarter; not during securities trading hours; not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-03
• S63 Uniform Securities Agent State Law Examination
  1983-02-16

Other Names

• James Oneill Lenaghan