Best Investors Account Sign in

Mark Jay Sonnenblick

LPl Financial LLC

Spring Hill, FL

Port Jefferson Stati, NY

CRD 1074774

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-20
TX RA APPROVED_RES 2023-03-20
  • NY RA
    APPROVED
    Since 2023-03-20
  • TX RA
    APPROVED_RES
    Since 2023-03-20

Branch Locations

Spring Hill, FL • United States

Port Jefferson Stati, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insurance Independent Mount Sinai NY 10/1980 03/2023
Mutual Life Insurance Co New York NY 09/1982 03/2023
Mark Jay Sonnenblick Agency Mount Sinai NY 07/1984 03/2023
Cadaret, Grant & Co., Inc. Mount Sinai NY 10/1988 03/2023
Cadaret, Grant & Co., Inc. Spring Hill FL 01/2011 03/2023
Lpl Financial Llc Sinai NY 03/2023 Present
Lpl Financial Llc Spring Hill FL 03/2023 Present
  • 10/1980 → 03/2023
    Insurance Independent
    Mount Sinai, NY
  • 09/1982 → 03/2023
    Mutual Life Insurance Co
    New York, NY
  • 07/1984 → 03/2023
    Mark Jay Sonnenblick Agency
    Mount Sinai, NY
  • 10/1988 → 03/2023
    Cadaret, Grant & Co., Inc.
    Mount Sinai, NY
  • 01/2011 → 03/2023
    Cadaret, Grant & Co., Inc.
    Spring Hill, FL
  • 03/2023 → Present
    Lpl Financial Llc
    Sinai, NY
  • 03/2023 → Present
    Lpl Financial Llc
    Spring Hill, FL
Previous Registrations
  • 2021-05-04 → 2023-03-23
    Cadaret, Grant & Co., Inc.
    Spring Hill, FL
    Mount Sinai, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-11-08
  • S63 Uniform Securities Agent State Law Examination
    1991-11-08

View on SEC IAPD

More in Spring Hill, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor