Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2007-10-01 |
Branch Locations
200 Prosperity Dr Pmb 241, Knoxville, TN 37923 • United States
Knoxville, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Knoxville | TN | 09/2007 | Present |
(1) 12/21/2007: ATW, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) (2) 02/01/2008: NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - 10% TIME SPENT - Sell and service fixed insurance products (3) 07/31/2024 - ATW LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/09/2024 - 160 Hours Per Month/ 7 Hours During Trading (4) 08/02/2024 - ATW Financial Strategy - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/09/2024 - 160 Hours Per Month/ 7 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-12-30 |
Reach out to this advisor