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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-10 |
| TN | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
1225 E Weisgarber Rd, Ste 150, Knoxville, TN 37909 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons Llc | Knoxville | TN | 03/2009 | Present |
| Robert W. Baird & Co. Incorporated | Knoxville | TN | 10/2019 | Present |
Name/Address: Farm land Powell TN 37849 Start Date: 1/1/16 Hours Spent: 0-1 hours/month Hours Spent During Trading: Zero Role/Responsibility: Renting out farm land Non Investment Related Name/Address: Rental Property 7353 beechmeadow lane powell TN 37849 Start Date: 1/1/16 Hours Spent: 0-1 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1983-02-03 |
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