Lynn J Danz Kaye

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-01-05
MN	RA	APPROVED	2013-12-23
CA	RA	APPROVED	2009-05-21

TX RA
APPROVED

Since 2015-01-05
MN RA
APPROVED

Since 2013-12-23
CA RA
APPROVED

Since 2009-05-21

Branch Locations

Afton, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Afton	MN	05/2009	Present

05/2009 → Present

Lpl Financial, Llc

Afton, MN

Other Businesses

1. 05/21/2009 - DBA ONLY - KAYE FAMILY WEALTH MANAGEMENT LLC - AFTON, MN. 2. 12/4/2009 - OTHER-NOTARY-INDIVIDUAL - NOTARY,STATE OF MINNESOTA,WASHINGTON COUNTY-APPROVED BY BOTH STATE AND COUNTY,USED FOR LPL FINANCIAL ONLY. - TIME SPENT 1% - AFTON, MN.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-31
S63	Uniform Securities Agent State Law Examination	1991-02-04

S65 Uniform Investment Adviser Law Examination

1994-08-31
S63 Uniform Securities Agent State Law Examination

1991-02-04

Designations

Certified Financial Planner

Other Names

Lynn Danz Kaye
Lynn Johanna Danz

View on SEC IAPD