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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-19
  • TX RA
    APPROVED
    Since 2016-08-19

Branch Locations

13355 Noel Rd, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 08/2016 Present
Bank Of America, N.A. Dallas TX 10/2016 Present
Previous Registrations
Other Businesses

COMP USA SUPERSTORE #725, 115250 DALLAS PARKWAY, DALLAS, TEXAS 75248-4610. 5/18/06, SALESMAN, 160 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-01-14
S63 Uniform Securities Agent State Law Examination 1982-12-03
  • S65 Uniform Investment Adviser Law Examination
    1992-01-14
  • S63 Uniform Securities Agent State Law Examination
    1982-12-03
Other Names
  • Frederick Allen Constantinesco

View on SEC IAPD

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