Molly Jo Miller

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Lpl Financial
  La Mesa, CA

Previous Registrations

• 2013-11-25 → 2014-06-24
  D.A. Davidson & Co.
  San Diego, CA
• 2013-11-04 → 2013-11-25
  Crowell Weedon & Co.
  San Diego, CA
• 2009-06-15 → 2013-11-04
  Crowell, Weedon & Co.
  San Diego, CA
• 2008-01-01 → 2009-06-15
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 1997-07-08 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  San Diego, CA
  San Diego, CA
  St. Louis, MO

Other Businesses

1. 06/19/2014 - MJM FINANCIAL/ DBA ONLY/ 100%/ LA MESA, CA 2. 03/02/2015 - MJM FINANCIAL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 140 HOURS PER MONTH - LA MESA, CA

Exams

• S66 Uniform Combined State Law Examination
  2012-03-29
• S63 Uniform Securities Agent State Law Examination
  1984-07-17

Other Names

• Molly Jo Miller
• Mollyjo Miller