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Molly Jo Miller

LPl Financial LLC

La Mesa, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-28
CA RA APPROVED 2014-06-20
  • TX RA
    APPROVED_RES
    Since 2015-05-28
  • CA RA
    APPROVED
    Since 2014-06-20

Branch Locations

7863 La Mesa Blvd Ste 200, La Mesa, CA 91942 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial La Mesa CA 06/2014 Present
  • 06/2014 → Present
    Lpl Financial
    La Mesa, CA
Previous Registrations
  • 2013-11-25 → 2014-06-24
    San Diego, CA
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    San Diego, CA
  • 2009-06-15 → 2013-11-04
    Crowell, Weedon & Co.
    San Diego, CA
  • 2008-01-01 → 2009-06-15
    San Diego, CA
  • 1997-07-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    San Diego, CA
    San Diego, CA
    St. Louis, MO
Other Businesses

1. 06/19/2014 - MJM FINANCIAL/ DBA ONLY/ 100%/ LA MESA, CA 2. 03/02/2015 - MJM FINANCIAL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 140 HOURS PER MONTH - LA MESA, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-29
S63 Uniform Securities Agent State Law Examination 1984-07-17
  • S66 Uniform Combined State Law Examination
    2012-03-29
  • S63 Uniform Securities Agent State Law Examination
    1984-07-17
Other Names
  • Molly Jo Miller
  • Mollyjo Miller

View on SEC IAPD

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