Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-07-14 |
| IN | RA | APPROVED | 2022-06-09 |
| TX | RA | APPROVED | 2022-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Indianapolis | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Indianapolis | IN | 11/2016 | 04/2022 |
| Wells Fargo Advisors Financial Network, Llc | Indianapolis | IN | 06/2022 | Present |
853 WEALTH MANAGEMENT LLC, INV RELATED, INDIANAPOLIS, IN, 34% OWNERSHIP, START 07/01/2025, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. TARPON CAPITAL INC, INV RELATED, CARMEL, IN; 100% OWNERSHIP, START 11/8/2021, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR FATHER'S TRUST FBO BROTHER, INV RELATED, CARMEL, IN, START: 1/5/2020, 5 HRS/MONTH, 0 HRS DURING TRADING. 853 WEALTH MANAGEMENT LLC; INV RELATED;INDIANAPOLI,IN; FINET PRACTICE;50% OWNERSHIP; START DATE: 06/03/2026; 160 HRS PER MONTH; 160 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-27 |
Reach out to this advisor