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Alvin Hudson Miller

James River Asset Management, LLC

Midlothian, VA

CRD 1074249

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Employer firm

James River Asset Management, LLC CRD 117917

$274M regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
James River Asset Management, Llc

15521 Midlothian Tnpk. Suite 100, Midlothian, VA 23113 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 1996-06-26
  • VA RA
    APPROVED
    Since 1996-06-26

Branch Locations

15521 Midlothian Tnpk. Suite 100, Midlothian, VA 23113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James River Asset Management Midlothian VA 10/1995 Present
Valmark Securities, Inc. Akron OH 02/2015 04/2021
J.W. Cole Financial, Inc. Tampa FL 04/2021 Present
James River Wealth Advisors Midlothian VA 10/1995 Present
  • 10/1995 → Present
    James River Asset Management
    Midlothian, VA
  • 02/2015 → 04/2021
    Valmark Securities, Inc.
    Akron, OH
  • 04/2021 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 10/1995 → Present
    James River Wealth Advisors
    Midlothian, VA
Other Businesses

1) DBA - James River Wealth Advisors; investment related; 15221 Midlothian Turnpike Suite 100 Midlothian, VA 23113; CIO - start date 1995; DBA for investment business; 0 hours per month. 2) James River Asset Management, LLC; investment related; 15221 Midlothian Turnpike Suite 100 Midlothian, VA 23113; CIO/CCO - start date 1995; independent RIA firm; 150 hours per month, 120 hours per month during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1990-10-12
S63 Uniform Securities Agent State Law Examination 1982-12-07
  • S65 Uniform Investment Adviser Law Examination
    1990-10-12
  • S63 Uniform Securities Agent State Law Examination
    1982-12-07
Other Names
  • Alvin Hudson Miller
  • Al Miller
  • Alvin Hudson Miller
  • Alvin Hudson Miller

View on SEC IAPD

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