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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Tampa | FL | 11/2018 | Present |
1. INDEPENDENT INSURANCE AGENT POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/1981 ADDRESS: 509 S Hyde Park Ave, Suite C, Tampa FL 33606, United States DESCRIPTION: Sale of fixed insurance products 2. WEALTH MANAGEMENT ADVISORS POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 128 SECURITIES TRADING HOURS: 128 START DATE: 03/01/2007 ADDRESS: 509 S Hyde Park Ave, Suite C, Tampa FL 33606, United States DESCRIPTION: Fee Based Planning and Investments 3. TREVI HOME OWNERS ASSOCIATION POSITION: Secretary NATURE: It is a non-profit organization. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/16/2019 ADDRESS: 551 9th Street N, St Petersburg FL 33701, United States DESCRIPTION: I am Secretary of the HOA Board, and take minutes at Board meetings, held quarterly. I pass on payment invoices to the management company for payment. I do not have any access to the HOA's bank accounts or signing privileges.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-03-06 |
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