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Tracy Diane Gangone

Robert W. Baird & Co. Incorporated

Knoxville, TN

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-10-18
  • TN RA
    APPROVED
    Since 2019-10-18

Branch Locations

1225 E Weisgarber Rd, Ste 150, Knoxville, TN 37909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jjb Hilliard Wl Lyons Llc Louisville KY 09/2014 Present
Robert W. Baird & Co. Incorporated Knoxville TN 10/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-10
S63 Uniform Securities Agent State Law Examination 2001-02-01
  • S65 Uniform Investment Adviser Law Examination
    2011-10-10
  • S63 Uniform Securities Agent State Law Examination
    2001-02-01
Other Names
  • Tracy Diane Pruett

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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