Brian Joseph Culloty

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2018-02-14

MD RA
APPROVED

Since 2018-02-14

Branch Locations

22 W Padonia Rd., Ste C-349, Timonium, MD 21093 • United States

Sunapee, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Invest Financial Corporation	Tampa	FL	04/1986	02/2018
Lpl Financial Llc	Timonium	MD	02/2018	Present

04/1986 → 02/2018

Invest Financial Corporation

Tampa, FL
02/2018 → Present

Lpl Financial Llc

Timonium, MD

Previous Registrations

1987-05-05 → 2018-02-20

Invest Financial Corporation

Perry Hall, MD

Baltimore, MD

Timonium, MD

White Marsh, MD

Halethorpe, MD

Cockeysville, MD

Appleton, WI

Other Businesses

1. 6/6/2018 - Waterview Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/15/2018 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-04-02

S63 Uniform Securities Agent State Law Examination

1984-04-02

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews