Grove Newhard Mower

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1998 → 02/2018
  Wayne Hummer Investments L.L.C.
  Chicago, IL
• 02/2018 → Present
  Hightower Securities, Llc
  Chicago, IL

Previous Registrations

• 2008-01-16 → 2018-03-13
  Wintrust Investments Llc
  Chicago, IL
  Chicago, IL
• 2002-06-18 → 2006-12-31
  Great Lakes Advisors, Llc
  Chicago, IL

Other Businesses

Snafu Publications LLC; Investment Related - No; Chicago, IL; Book Publishing; Start Date - 06/2024; Approximately 20 hours per month with 0 hours during securities trading hours; Writer and publisher of fiction books.

Exams

• S66 Uniform Combined State Law Examination
  2002-06-12
• S63 Uniform Securities Agent State Law Examination
  1991-12-19