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David Bryan Cummins

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Forest Hills, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
  • NY RA
    APPROVED
    Since 2021-04-19

Branch Locations

6965 Yellowstone Blvd, Forest Hills, NY 11375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Bayside NY 04/2014 Present
Bank Of America, N.A. Bayside NY 07/2014 Present
  • 04/2014 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Bayside, NY
  • 07/2014 → Present
    Bank Of America, N.A.
    Bayside, NY
Previous Registrations
  • 2011-06-27 → 2014-05-05
    Morgan Stanley
    Great Neck, NY
    Jericho, NY
    Jericho, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-24
S63 Uniform Securities Agent State Law Examination 1983-03-15
  • S66 Uniform Combined State Law Examination
    2011-06-24
  • S63 Uniform Securities Agent State Law Examination
    1983-03-15

View on SEC IAPD

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Other Offices

ACORN CAPITAL PARTNERS, LLC · FOREST HILLS, NY
LPL FINANCIAL LLC · FOREST HILLS, NY
LPL FINANCIAL LLC · FOREST HILLS, NY
CHARLES SCHWAB & CO., INC. · Forest Hills, NY
AMERIPRISE FINANCIAL SERVICES, LLC · FOREST HILLS, NY
CITIGROUP GLOBAL MARKETS INC. · FOREST HILLS, NY
CETERA INVESTMENT ADVISERS LLC · FOREST HILLS, NY
J.P. MORGAN SECURITIES LLC · FOREST HILLS, NY

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