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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-25 |
| PA | RA | APPROVED | 2016-04-14 |
Branch Locations
2000 Corporate Drive Ste 570, Wexford, PA 15090 • United States
Moon Township, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Wexford | PA | 04/2016 | Present |
1) 05/26/2016 * The ASA Group * Non-Variable Insurance * inv rel * 620 Fieldstone Dr., Moon Twp., PA 15108 * A. Agent B. The ASA Group C. Yes D. No * start 07/01/2016 * 10 hrs/mo; 1 hr during secs trdg hrs. 2) 07/06/2016 - No Business Name - Property and Casualty - INV REL - Start 07/15/2016 - At Reported Business Location(s) - MetLife GA - Property and Casualty - 5 Hr/Mo; Hours During Securities Trading. 3) 5/8/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker/independent agent - Start 05/15/2017 - 2 Hours Per Month During Securities Trading - Cincinnati Life - Life, Health, Disability, Long-term Care, Fixed Annuities. 4) 5/8/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker/independent agent - Started 04/24/2017 - 2 Hours Per Month During Securities Trading - Ohio National - Life, Health, Disability, Long-term Care, Fixed Annuities. 5) 5/8/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker/independent agent - Started 04/24/2017 - 2 Hours Per Month During Securities Trading - NSS Life - Life, Health, Disability, Long-term Care, Fixed Annuities. 6) 03/19/2025 - V&T Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:04/04/2016 - 20 Hrs/Mth 20 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-01-07 |
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