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Inactive

Harvey Siegel

Apella Wealth

Lenox, MA

West Hartford, CT

CRD 1072771

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Employer firm

Apella Wealth CRD 171106

$11.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Apella Wealth

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-03
CT RA APPROVED 2017-03-21
MA RA APPROVED 2017-03-20
  • TX RA
    APPROVED_RES
    Since 2025-06-03
  • CT RA
    APPROVED
    Since 2017-03-21
  • MA RA
    APPROVED
    Since 2017-03-20

Branch Locations

5 Walker Street, Lenox, MA 01240 • United States

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ws Securities Incorporated Lenox MA 11/1987 03/2017
Arc Investment Planning & Management, Inc. Lenox MA 09/2004 03/2017
Apella Capital, Llc Glastonbury CT 10/2016 Present
Symmetry Partners, Llc Glastonbury CT 10/2016 02/2019
  • 11/1987 → 03/2017
    Ws Securities Incorporated
    Lenox, MA
  • 09/2004 → 03/2017
    Arc Investment Planning & Management, Inc.
    Lenox, MA
  • 10/2016 → Present
    Apella Capital, Llc
    Glastonbury, CT
  • 10/2016 → 02/2019
    Symmetry Partners, Llc
    Glastonbury, CT
Previous Registrations
  • 2017-03-20 → 2019-02-06
    Symmetry Partners
    Lenox, MA
    Glastonbury, CT
  • 1999-10-03 → 2017-03-02
    Ws Securities Inc
    Lenox, MA
  • 2004-09-28 → 2017-03-02
    Arc Investment Planning & Management Inc
    Lenox, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-04
S63 Uniform Securities Agent State Law Examination 1988-01-26
  • S65 Uniform Investment Adviser Law Examination
    1999-11-04
  • S63 Uniform Securities Agent State Law Examination
    1988-01-26

View on SEC IAPD

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Nearby Offices

RENAISSANCE INVESTMENT GROUP, LLC · LENOX, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LENOX, MA
EDWARD JONES · LENOX, MA

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