Brad Alan Hendrix

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2020-09-03
TX	RA	APPROVED_RES	2020-09-02

AL RA
APPROVED

Since 2020-09-03
TX RA
APPROVED_RES

Since 2020-09-02

Branch Locations

1507 Alex Drive, Suite 105, Irondale, AL 35210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities Service Network, Inc.	Irondale	AL	10/1988	08/2020
Lpl Financial	Irondale	AL	09/2020	Present

10/1988 → 08/2020

Securities Service Network, Inc.

Irondale, AL
09/2020 → Present

Lpl Financial

Irondale, AL

Previous Registrations

2007-01-26 → 2020-09-02

Ssn Advisory, Inc.

Irondale, AL

Other Businesses

1)01/1999 - TAX PREP/ACCOUNTING/CPA - BRAD HENDRIX - 10% - INVESTMENT RELATED - IRONDALE, AL 2)01/2018 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - HENDRIX GROUP FINANCIAL SERVICES - INVESTMENT RELATED - IRONDALE, AL 3)10/1991 - NON-VARIABLE INSURANCE - BRAD HENDRIX - 10% - INVESTMENT RELATED - IRONDALE, AL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-01-08
S63	Uniform Securities Agent State Law Examination	1982-12-20

S65 Uniform Investment Adviser Law Examination

2007-01-08
S63 Uniform Securities Agent State Law Examination

1982-12-20

Other Names

Brad Alan Hendrix

View on SEC IAPD