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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-23
TX RA APPROVED 2026-04-23
  • CA RA
    APPROVED
    Since 2026-04-23
  • TX RA
    APPROVED
    Since 2026-04-23

Branch Locations

200 N Westlake Blvd Ste 202, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Westlake Village CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Westlake Village CA 11/2016 04/2026
Wells Fargo Advisors Financial Network, Llc Westlake Village CA 04/2026 Present
Previous Registrations
  • 2003-07-01 → 2026-04-23
    Westlake Village, CA
    Westlake Village, CA
  • 1989-08-11 → 2003-07-01
    Prudential Equity Group, Llc
    Westlake, CA
Other Businesses

NEWBURY PARK BREWING, NOT INVT RELATED, N/A, CA, 49% OWNERSHIP, START DATE 7/1/2020, 5 HRS PER MONTH, 0 HRS DURING TRADING, OUTSIDE INVESTOR.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-08-02
  • S63 Uniform Securities Agent State Law Examination
    1985-08-02

View on SEC IAPD

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