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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2020-01-07
SC RA APPROVED 2015-10-02
LA RA APPROVED 2015-07-16
TX RA APPROVED_RES 2006-10-03
  • MS RA
    APPROVED
    Since 2020-01-07
  • SC RA
    APPROVED
    Since 2015-10-02
  • LA RA
    APPROVED
    Since 2015-07-16
  • TX RA
    APPROVED_RES
    Since 2006-10-03

Branch Locations

738 N Ashley Ridge Loop, Shreveport, LA 71106 • United States

250 Beauvoir Rd Ste 1C, Biloxi, MS 39531 • United States

215 S Railroad Avenue, Brookhaven, MS 39601-3331 • United States

Shreveport, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Shreveport LA 09/2005 03/2020
Ameriprise Financial Services, Llc Shreveport LA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 215 S Railroad Avenue, , Brookhaven, MS, 39601; Not Investment-Related; 10/02/2025 / Commercial; 738 N Ashley Ridge Loop, , Shreveport, LA, 71106; Not Investment-Related; 06/01/2005. Business Ownership; Murphy & McCrocklin, LLC-Bank Account; Co-owner; LLC for building / office expenses; 738 N Ashley Ridge LoopShreveport, LA 71106, , Shreveport, LA, 71106; Not Investment-Related; 06/01/2005; 1 to 9 hours per month; 1 to 9 during trading hours / Kevin L Murphy LLC-Bank Account; Owner; Manage Ameriprise Business; 738 N Ashley Ridge Loop, , Shreveport, LA, 71106; Investment-Related; 02/03/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Laveer Acquisitions-Bank Account; Co-owner; Account used to fund practice acquisition activities.; 738 N Ashley Ridge Loop, , Shreveport, LA, 71106; Not Investment-Related; 09/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Laveer NSC, LLC-Bank Account; Co-owner; LLC for building / Building expenses; 738 N Ashley Ridge Loop, , Sheveport, LA, 71106; Not Investment-Related; 05/27/2015; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-10-11
  • S63 Uniform Securities Agent State Law Examination
    1984-10-11
Designations
  • Certified Financial Planner

View on SEC IAPD

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