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Robert Phillip Schilling

Ubs Financial Services Inc.

Melville, NY

Huntington, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-14
  • NY RA
    APPROVED
    Since 2022-01-14

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

Huntington, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Huntington NY 08/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-14
S63 Uniform Securities Agent State Law Examination 1986-09-19
  • S65 Uniform Investment Adviser Law Examination
    2022-01-14
  • S63 Uniform Securities Agent State Law Examination
    1986-09-19

View on SEC IAPD

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