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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-01-30 |
| TX | RA | APPROVED_RES | 2020-01-30 |
Branch Locations
1090 Freeport Road, Ste. 150, Pittsburgh, PA 15238 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Pittsburgh | PA | 08/1996 | 01/2020 |
| Raymond James Financial Services Advisors, Inc | Pittsburgh | PA | 01/2009 | 01/2020 |
| F C Financial Services Inc. | Pittsburgh | PA | 11/2009 | Present |
| Lpl Financial Llc | Pittsburgh | PA | 01/2020 | Present |
1) 01/09/2020 - F.C. FINANCIAL SERVICES INC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2020 - 170 hr/mth 2)01/09/2020 - FOX CHAPEL PRESBYTERIAN CHURCH ENDOWMENT COMMITTEE - Non-Profit Board Member - non-inv rel - Pittsburgh, PA - start: 01/2017 - 1 hr/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-17 |
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