Best Investors
Account
Sign in
Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-08 |
| TX | RA | APPROVED_RES | 2016-11-28 |
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States
Naples, FL • United States
Wayzata, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 03/2008 | Present |
| City National Bank | Minneapolis | MN | 09/2018 | Present |
(1) Name of Entity: St. Marys Greek Orthodox Church Address: 3450 Irving Ave. So. Minneapolis Minnesota 55408 Investment/Not Investment Related: Yes - I will be offering my perspective ONLY as it pertains to the investment and economic environment. Business Description: Religious Institution Start Date: Oct 27, 2025 Capacity: Committee/Council Member Duties: I do NOT have authority to sign checks or account documents, make trades, journal or transfer funds. The investment accounts are managed by an outside RIA. My role is ONLY to offer my perspective. Hours Devoted Per Month: 0 - 4 Hours Hours Devoted During Securities Hours Per Month: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1982-11-01 |
Reach out to this advisor