Frank Boyd Smith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  First American Bank And Trust
  Vacherie, LA
• 12/2005 → 05/2025
  Sorrento Pacific Financial, Llc
  San Diego, CA
• 05/2025 → Present
  Lpl Financial Llc
  Vacherie, LA

Previous Registrations

• 2006-03-28 → 2025-05-15
  Sorrento Pacific Financial, Llc
  Thibodaux, LA
  Lutcher, LA
  Memphis, TN
  Vacherie, LA
• 2002-08-01 → 2003-01-30
  New England Securities
  New Orleans, LA

Other Businesses

1- 7/16/2025 - 06/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First American Investments - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 150 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-19
• S63 Uniform Securities Agent State Law Examination
  2016-03-22